Yan Wang, dressed in a lab coat, holds up and looks at a large beaker containing a black material

Charging Ahead

Lithium-ion batteries power electronics and electric vehicles, but very few of these ubiquitous energy storage devices are ever recycled due to challenges related to their chemistry. A new company, based on research by WPI mechanical engineer Yan Wang, may be the first to bring a viable recycling technology to market. And it all began with a friendship and a hunch.

March 12, 2018

First commercialized in 1991, lithium-ion batteries have become the de facto power source for portable electronics and electric and hybrid vehicles. The global market for these rechargeable energy storage devices, valued for their high energy density and light weight, was over $30 billion in 2016 and may reach close to $70 billion by 2022.

That rosy forecast aside, lithium-ion batteries have their drawbacks, including the energy consumption and environmental issues associated with their manufacture (see story at the end of this page). But one of the most significant issues facing manufacturers and customers comes when the batteries reach the end of their useful lives.

Lithium-ion battery cathodes are typically made from a mixture of lithium, cobalt, nickel, iron, and manganese, though the exact proportions used in a particular battery may be impossible to determine. To fully recover those materials, a recycler needs to be able to sort the batteries by chemistry. Since that is usually not possible, most recyclers simply burn the devices, producing a slag from which some materials (though not the lithium) can be salvaged.

In truth, only about 10 percent are ever recycled. The rest are trashed, putting a wealth of hazardous materials into the environment. And since most battery components are not reused, manufacturers must import more and more raw materials—often from poorer countries with lax environmental and human health rules.

A solution to this global problem may be on the horizon. It began seven years ago at WPI, with a budding friendship and a hunch.

The lithium ion battery recycling process was developed in Yan Wang's lab. Working first with powders used to make commercial battery cathodes, they moved on to actual batteries, which they broke apart, first with saws, and later with an industrial shredder. They used other equipment to roughly separate the shredded bits by material type—steel from the casing, graphite from the anode, aluminum from the separator, and so on. “We want to be able to reuse most of the materials that go into making these batteries,” Wang says. “Our goal is to devise a zero-waste recycling process.”

A New Solution

Yan Wang joined WPI in 2010, fresh from a postdoctoral position in the laboratory of Yet-Ming Chiang at MIT. A world-renowned materials scientist and energy storage expert, Chiang has founded several companies, including A123 Systems, a developer of advanced lithium-ion batteries. Wang says he was impressed by his advisor’s entrepreneurial passion.

“From him I learned that doing good research is not enough,” he says. “You also must try to commercialize it.”

With that end goal in mind, Wang launched several research projects early in his WPI career, including one aimed at increasing the energy density of flow batteries, which can store power produced by solar and wind arrays. His innovation, which replaced the electrolyte solutions typically used in these units with thick suspensions of nickel and zinc particles, won him a $40,000 Catalyst Award from the Massachusetts Clean Energy Center.

A year before Wang arrived, WPI and Colorado School of Mines established the Center for Resource Recovery and Recycling (CR3), a National Science Foundation (NSF) Industry-University Cooperative Research Center (I/UCRC). Led by Diran Apelian, founding director of WPI’s Metal Processing Institute, CR3 works with industry to develop new technologies that recover, recycle, and reuse materials throughout the manufacturing process.

From Yet-Ming Chiang I learned that doing good research is not enough. You also must try to commercialize it.
Wan Yang

CR3’s faculty and students work on projects funded by its nearly 20 industry members. After Wang’s Catalyst Award win, Apelian asked him to take on a project on lithium-ion battery recycling. “I liked Yan right away and we became good friends,” Apelian says. “He has good ideas, and he’s entrepreneurial in his thinking. I wasn’t sure where this research would lead, but you go with your hunch. Lithium-ion batteries are going to be a big growth market, and they will eventually have to be recycled.”

As Wang began the research, he found he had little competition. “Few people were working in battery recycling then,” he says. “When I’d deliver talks about my research, there was little interest. But today, many of my colleagues want to collaborate with me.”

Wang focused first on cathode chemistry, the Achilles’ heel of lithium-ion battery recycling. He wondered if it might be possible to devise a recycling process that could work for any battery, regardless of the cathode’s make-up. He started by buying the powders battery makers use to fabricate cathodes and mixing them together—as if a recycler had shredded a pile of batteries and tossed the insides into the same bin.

Through trial and error, Wang, Apelian, and graduate student Haiyang Zou hit on a now-patented chemical process that removes impurities from the mixture and creates a solution consisting of just lithium, cobalt, nickel, and manganese. In the final and critical step, the solution can be adjusted to precipitate out new cathode powders with any desired chemistry.

Wang knew he had made a breakthrough. The next step was to see if the process would work with actual batteries. “The NSF has a program to fund promising fundamental research coming out of I/UCRCs,” Apelian says. “We ultimately received two research awards for this work.”

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An array of glass vials with blue tops containing brown and white powders.
Vials containing cathode powders recovered using Yan Wang's lithium-ion battery recycling process

Testing the Waters

With CR3 and NSF funds, Wang showed that his process worked well with mixed cathode materials extracted from shredded batteries, though the cathode powers produced were not yet the equal of those available commercially, says Eric Gratz, a postdoctoral researcher who’d earned his PhD in materials science at Boston University.

“The materials used in batteries are ceramics made of spherical particles. They need to have the right shape and density and be free of impurities. We showed that we could, theoretically, achieve these specifications, but there was still work to do.”

More, the positive results convinced Wang that he might have the basis for his first company. He successfully applied to the NSF’s I-Corps program, which encourages researchers to expose their ideas to the scrutiny of potential customers. The program requires the researcher, as the technical lead, to work with an entrepreneurial lead. Gratz stepped forward to fill that role.

Wang asked Todd Keiller, director of intellectual property and innovation at WPI, to join the project as a mentor. In late 2014 Wang, Gratz, and Keiller went on the road to talk with customers, including battery makers and end users—particularly car companies. The grant requires at least 100 customer interviews; the WPI team completed 137.

Having already shown that it can scale up the process from recycling 1 kilogram of batteries per day in the lab to at least 50 kilograms, Battery Resourcers will now seek to recycle 500 kilograms, or half a ton of batteries, every day in its pilot plant in Worcester. Expected to be operational this summer, the plant represents the company’s final hurdle before full-scale commercialization.

The meetings confirmed the commercial value of the recycling innovation and gave the team a better sense of how a new company might fit into the battery ecosystem. Energized by the experience, Wang, Gratz, and Apelian founded Battery Resourcers. Wang, choosing to retain his academic post, became the company’s chief scientist, while Gratz assumed the role of CEO.

Apelian, drawing on his industry network, assembled a distinguished board of directors, which he now chairs. The members are A123’s founder Yet-Ming Chiang; Mike Aspinwall ’75, a WPI trustee and managing partner of CCP Equity Partners; Pearson Spaght, founding partner of Fletcher Spaght Ventures; and David Spencer, founder and chairman of wTe Corp., a leading recycler of metals and plastics.

With Keiller’s help, the founders sought the advice of WPI’s Tech Advisors Network (TAN), a group of more than 80 alumni, faculty, staff, and friends who are experienced innovators, entrepreneurs, and investors. A TAN team, including an alumnus who’d worked in the battery industry, was assigned to shepherd Battery Resources through the next steps in its development.

One of the first was to enter the MassChallenge competition and seek Wang’s second Catalyst Award. “The I-Corps experience and TAN input prepared Eric well for the presentation he made on a big stage before several thousand people,” Keiller says. “Though Battery Resourcers didn’t win, the company was among 25 finalists, out of a pool of 3,000 applicants.”

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The interior of an industrial building that is mostly empty, with some equipment on pallets under a roof supported by yellow beams.
Yan Wang (standing) and Eric Gratz (at desk) in the space that is being transformed into a pilot plant for Battery Resourcers

First to Market

Bigger wins were awaiting Battery Resourcers. Late in 2015 the company’s fortunes were bolstered by an NSF Small Business Technology Transfer grant and a $1 million award from the United States Advanced Battery Consortium (USABC), a collaboration of the nation’s “big three” auto makers (Fiat Chrysler, Ford, and General Motors). The USABC funds (half of which came from the U.S. Department of Energy) were for a project aimed at scaling up the recycling process and producing actual automotive batteries from the recovered cathode power.

Gratz says the influx of funds allowed him to leave the university and work for Battery Resourcers fulltime. “People take you more seriously if you are a full-time employee,” he notes, “so that was a key step in the company’s development.”

In the reactor to Wang’s left, recovered battery
chemicals are turned into new cathode materials. His
process is unique because it not only recycles spent
lbatteries, but lowers the cost of making new ones.

As part of the USABC project, WPI awarded a subcontract to A123 to evaluate the cathode materials that Wang’s team was producing from recycled batteries (the materials have also been independently verified by Argonne National Laboratory) and to construct and test new batteries. Wang says the results have been excellent: the cathode materials are now as good as those available commercially, but at 80 percent of the cost, and the batteries are the equal of any available on the open market.

As the USABC project winds down, Wang says he anticipates applying for another award from the consortium to further explore how the company can meet the recycling needs of auto makers, virtually all of which are committed to greatly expanding their fleets of electric vehicles. In the meantime, Battery Resourcers is making another bold push toward the marketplace. In late 2017 it leased 5,000 square feet of space in an industrial building in Worcester to set up a pilot plant for its recycling process.

The pilot plant is being funded by an NSF Small Business Innovation Research grant; funds from WPI through its Accelerator Fund; funds from the Massachusetts Cleantech accelerator fund and angel investors; and, most significant, a successful round of venture funding, including an infusion of funds from a major battery maker that has taken a 30 percent ownership stake in the company. (Keiller says the venture funding will allow Battery Resourcers to begin reimbursing WPI for the cost of the firm’s three patent applications.)

If the pilot plant performs as well as expected, the next step will be seeking out opportunities to build full-scale recycling plants (capable of handling five tons of batteries per day) located near major battery manufacturers and collectors. (Wang says Battery Resourcers will also generate revenue by licensing its unique recycling technology to other companies.)

This could be a big company. I can’t put a number on it, but it’s extremely promising.
Diran Apelian

A Promising Future

Last December the B2B research firm MarketsandMarkets estimated that the market for lithium-ion battery recycling could grow from $1.8 billion (in 2017) to more than $23.7 billion by 2030, with most of that growth driven by the rapidly expanding need for vehicle batteries. “That is huge,” Apelian says. “This could be a big company. I can’t put a number on it, but it’s extremely promising.”

“I feel we are two years ahead of everyone else,” Gratz says, “but now people are starting to pay more attention to recycling. They’re trying to come up with ideas in the lab while we are moving to pilot scale. We have the advantage of being first to market and our technology is the best. Then again, most start-ups fail. So we have to be diligent and work hard.”

As for Wang, as he anticipates the opportunities ahead for Battery Resourcers, he is also thinking about his next entrepreneurial opportunity. Having founded a second company to make lithium-ion battery electrodes (see story below), he sees one more niche to fill. “Maybe later we’ll have a materials company, to produce all the materials for the batteries,” he says. “Then, with the materials, the manufacturing, and the recycling, we will have truly closed the loop.”

This story first appeared in the Spring 2018 edition of the WPI Journal.

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A pile of lithium-ion battery packs designed for use in electric and hybrid vehicles
Lithium-ion battery packs designed for use in electric and hybrid vehicles

The Race to Better Electrodes

Lithium-ion battery manufacturers have an energy problem. The current process for making the batteries’ electrodes uses a slurry of either lithium compounds or graphite mixed with a binder and a toxic solvent. The mixture is spread on a metal current collector strip and then heated to dry it, while the solvent is collected to be reused (and to prevent environmental contamination). It’s an expensive and protracted process.


Two companies spun off from WPI research labs are testing simpler processes. One is AM Batteries, the other start-up to emerge from the lab of Yan Wang. With Heng Pan at the Missouri University of Science and Technology, Wang is developing a process to make electrodes using additive manufacturing. The process starts with a dry powder of anode or cathode materials and binder that is electrostatically sprayed onto the current collector. The coated collector then passes through a pair of hot rollers to compress the electrode to a set thickness. Wang says laboratory studies indicate that the process, which won the 2017 Catalyst Award from the Massachusetts Clean Energy Center, could reduce the cost of the batteries by as much as 20 percent, while also producing units with better electrochemical properties. Wang is currently seeking venture capital to fund a scale-up facility.


The other, Kinetic Batteries—founded by Diran Apelian and Aaron Birt, a PhD candidate in materials science and engineering at WPI and a 2017 Forbes 30 under 30 winner for manufacturing and industry—also starts with dry powder, but it uses a process called laser-assisted cold spray to deposit the powder on the conductor. In cold spray, the particles are accelerated to supersonic speeds, which causes them to fuse to the substrate. Having won a $40,000 award from the Massachusetts Technology Transfer Center and a $10,000 Kalenian Award (which provides seed funds to advance innovations by WPI students, faculty, and alumni), Apelian and Birt believe they have hit on a process that will make cheaper batteries with better properties, and also make it possible to produce customized cathodes of any size.


“AM Batteries and Kinetic Batteries are competing head-on to win a share of what could be a huge market,” notes Apelian. “To be truthful, I don’t care which one wins. I just hope the winner is one of our companies, and not somebody else’s!”